TOP Financial Group Ltd (TOP) Executive Compensation
TOP Financial Group Ltd (TOP) is a publicly traded company on the Nasdaq, categorized under SIC 6200 (Security & Commodity Brokers, Dealers, Exchanges & Services). Access real-time SEC filings, 10-K annual reports, 10-Q quarterlies, 8-K current reports, PCAOB auditor history, and executive compensation disclosures.
Ticker: TOP
CIK: 1848275
Exchange: Nasdaq
SIC 6200: Security & Commodity Brokers, Dealers, Exchanges & Services
Fiscal Year End: 03/31
State: E9
Independent PCAOB Auditor
Explore PCAOB Audit Intelligence →
Audit Firm
YCM CPA INC.
Auditor SinceSince 3/31/2022 12:00:00 AM
Lead Engagement PartnerXiaolu Li
Audit LocationIrvine, California, United States
Latest SEC EDGAR Filings
Showing 10-K, 10-Q, 8-K, Form 4, and other SEC submissions| Form | Filing Date | Reporting Period | Description | Accession Number | Actions |
|---|---|---|---|---|---|
| 8-K | 2026-10-16 | 2026-10-16 | CURRENT REPORT | 0001213900-26-110029 | View SEC Doc Filr Page |
| 8-K | 2026-10-14 | 2026-10-14 | CURRENT REPORT | 0001213900-26-109242 | View SEC Doc Filr Page |
| 3 | 2026-10-13 | 2026-10-08 | PRIMARY DOCUMENT | 0002159927-26-000001 | View SEC Doc Filr Page |
| 8-K | 2026-10-09 | 2026-10-08 | CURRENT REPORT | 0001213900-26-108497 | View SEC Doc Filr Page |
| EFFECT | 2026-10-08 | — | EFFECT Filing | 9999999995-26-003193 | View SEC Doc Filr Page |
| 424B3 | 2026-10-08 | — | PROSPECTUS | 0001213900-26-108043 | View SEC Doc Filr Page |
| F-1 | 2026-10-01 | — | REGISTRATION STATEMENT | 0001213900-26-105817 | View SEC Doc Filr Page |
| 8-K | 2026-09-29 | 2026-09-25 | CURRENT REPORT | 0001213900-26-104318 | View SEC Doc Filr Page |
| 8-K | 2026-09-21 | 2026-09-21 | CURRENT REPORT | 0001213900-26-101845 | View SEC Doc Filr Page |
| DRS | 2026-09-18 | — | DRS Filing | 0001213900-26-101263 | View SEC Doc Filr Page |
| 8-K | 2026-09-04 | 2026-09-04 | CURRENT REPORT | 0001213900-26-097717 | View SEC Doc Filr Page |
| 10-Q | 2026-08-17 | 2026-06-30 | QUARTERLY REPORT | 0001213900-26-090479 | View SEC Doc Filr Page |
| NT 10-Q | 2026-08-17 | 2026-06-30 | NOTIFICATION OF LATE FILING | 0001213900-26-090471 | View SEC Doc Filr Page |
| 8-K | 2026-08-04 | 2026-07-31 | CURRENT REPORT | 0001213900-26-084900 | View SEC Doc Filr Page |
| 3 | 2026-07-31 | 2026-03-18 | 3 Filing | 0001213900-26-083887 | View SEC Doc Filr Page |
| 3 | 2026-07-31 | 2026-03-18 | 3 Filing | 0001213900-26-083885 | View SEC Doc Filr Page |
| 3 | 2026-07-31 | 2026-03-18 | 3 Filing | 0001213900-26-083884 | View SEC Doc Filr Page |
| 3 | 2026-07-31 | 2026-03-18 | 3 Filing | 0001213900-26-083883 | View SEC Doc Filr Page |
| 3 | 2026-07-31 | 2026-03-18 | 3 Filing | 0001213900-26-083882 | View SEC Doc Filr Page |
| 3 | 2026-07-31 | 2026-03-18 | 3 Filing | 0001213900-26-083880 | View SEC Doc Filr Page |
| 3 | 2026-07-31 | 2026-03-18 | 3 Filing | 0001213900-26-083877 | View SEC Doc Filr Page |
| 8-K | 2026-07-31 | 2026-07-30 | CURRENT REPORT | 0001213900-26-083605 | View SEC Doc Filr Page |
| SCHEDULE 13D | 2026-07-30 | — | SCHEDULE 13D Filing | 0001213900-26-083036 | View SEC Doc Filr Page |
| 8-K | 2026-07-23 | 2026-07-21 | CURRENT REPORT | 0001213900-26-080615 | View SEC Doc Filr Page |
| 8-K | 2026-07-20 | 2026-07-19 | CURRENT REPORT | 0001213900-26-079696 | View SEC Doc Filr Page |