LPL Financial Holdings Inc. (LPLA) Insider Trading Disclosures
LPL Financial Holdings Inc. (LPLA) is a publicly traded company on the Nasdaq, categorized under SIC 6200 (Security & Commodity Brokers, Dealers, Exchanges & Services). Access real-time SEC filings, 10-K annual reports, 10-Q quarterlies, 8-K current reports, PCAOB auditor history, and executive compensation disclosures.
Ticker: LPLA
CIK: 1397911
Exchange: Nasdaq
SIC 6200: Security & Commodity Brokers, Dealers, Exchanges & Services
Fiscal Year End: 12/31
State: DE
Independent PCAOB Auditor
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Audit Firm
Deloitte & Touche LLP
Auditor SinceSince 12/31/2016 12:00:00 AM
Lead Engagement PartnerThomas Graham
Audit LocationSan Diego, California, United States
Latest SEC EDGAR Filings
Showing 10-K, 10-Q, 8-K, Form 4, and other SEC submissions| Form | Filing Date | Reporting Period | Description | Accession Number | Actions |
|---|---|---|---|---|---|
| 4 | 2026-09-14 | 2026-09-11 | FORM 4 | 0001628280-26-061847 | View SEC Doc Filr Page |
| 144 | 2026-09-11 | — | 144 Filing | 0001959173-26-006890 | View SEC Doc Filr Page |
| 4 | 2026-09-08 | 2026-09-05 | FORM 4 | 0001628280-26-060908 | View SEC Doc Filr Page |
| 4 | 2026-09-01 | 2026-08-28 | FORM 4 | 0001628280-26-059842 | View SEC Doc Filr Page |
| 4 | 2026-09-01 | 2026-08-28 | FORM 4 | 0001628280-26-059837 | View SEC Doc Filr Page |
| 4 | 2026-09-01 | 2026-08-28 | FORM 4 | 0001628280-26-059832 | View SEC Doc Filr Page |
| 4 | 2026-09-01 | 2026-08-28 | FORM 4 | 0001628280-26-059821 | View SEC Doc Filr Page |
| 4 | 2026-09-01 | 2026-08-28 | FORM 4 | 0001628280-26-059806 | View SEC Doc Filr Page |
| 4 | 2026-09-01 | 2026-08-28 | FORM 4 | 0001628280-26-059797 | View SEC Doc Filr Page |
| 4 | 2026-09-01 | 2026-08-28 | FORM 4 | 0001628280-26-059791 | View SEC Doc Filr Page |
| 4 | 2026-08-31 | 2026-08-27 | FORM 4 | 0001628280-26-059596 | View SEC Doc Filr Page |
| 144 | 2026-08-27 | — | 144 Filing | 0001959173-26-006482 | View SEC Doc Filr Page |
| 4 | 2026-08-21 | 2026-08-20 | FORM 4 | 0001628280-26-058423 | View SEC Doc Filr Page |
| 144 | 2026-08-20 | — | 144 Filing | 0001959173-26-006263 | View SEC Doc Filr Page |
| SCHEDULE 13G | 2026-08-13 | — | SCHEDULE 13G Filing | 0001274173-26-000191 | View SEC Doc Filr Page |
| SCHEDULE 13G | 2026-08-04 | — | SCHEDULE 13G Filing | 0001386060-26-000047 | View SEC Doc Filr Page |
| 4 | 2026-08-04 | 2026-08-03 | FORM 4 | 0001628280-26-052599 | View SEC Doc Filr Page |
| 4 | 2026-08-04 | 2026-07-31 | FORM 4 | 0001628280-26-052585 | View SEC Doc Filr Page |
| 10-Q | 2026-08-03 | 2026-06-30 | 10-Q | 0001628280-26-051542 | View SEC Doc Filr Page |
| 144 | 2026-07-31 | — | 144 Filing | 0001959173-26-005487 | View SEC Doc Filr Page |
| 8-K | 2026-07-30 | 2026-07-30 | 8-K | 0001628280-26-051046 | View SEC Doc Filr Page |
| 4 | 2026-06-22 | 2026-06-17 | FORM 4 | 0001628280-26-044622 | View SEC Doc Filr Page |
| 144 | 2026-06-17 | — | 144 Filing | 0001959173-26-004734 | View SEC Doc Filr Page |
| 4 | 2026-06-15 | 2026-06-12 | FORM 4 | 0001628280-26-043263 | View SEC Doc Filr Page |
| 4 | 2026-06-15 | 2026-06-12 | FORM 4 | 0001628280-26-043261 | View SEC Doc Filr Page |