Guggenheim Active Allocation Fund (GUG) Form 10-K Annual Reports
Access SEC EDGAR filings, financial statements, 10-K, 10-Q, 8-K reports, auditor information, and financial intelligence for Guggenheim Active Allocation Fund (GUG).
Ticker: GUG
CIK: 1864208
Exchange: NYSE
Fiscal Year End: 05/31
State: DE
Independent PCAOB Auditor
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Audit Firm
Ernst & Young LLP
Auditor SinceSince 10/8/2021 12:00:00 AM
Lead Engagement PartnerRyan Oswald
Audit LocationTysons, Virginia, United States
Latest SEC EDGAR Filings
Showing 10-K, 10-Q, 8-K, Form 4, and other SEC submissions| Form | Filing Date | Reporting Period | Description | Accession Number | Actions |
|---|---|---|---|---|---|
| 40-17G | 2026-09-18 | — | COMBINED 40-17G FILING | 0001193125-26-395443 | View SEC Doc Filr Page |
| N-PX | 2026-08-24 | 2026-06-30 | N-PX Filing | 0001821268-26-000154 | View SEC Doc Filr Page |
| N-CEN | 2026-08-14 | 2026-05-31 | N-CEN Filing | 0000940400-26-029047 | View SEC Doc Filr Page |
| N-CSR | 2026-08-07 | 2026-05-31 | GUG | 0001821268-26-000126 | View SEC Doc Filr Page |
| NPORT-P | 2026-07-22 | 2026-05-29 | NPORT-P Filing | 0000940400-26-027704 | View SEC Doc Filr Page |
| 40-APP/A | 2026-04-30 | — | 40-APP/A Filing | 0001821268-26-000077 | View SEC Doc Filr Page |
| NPORT-P | 2026-04-29 | 2026-02-27 | NPORT-P Filing | 0000940400-26-015704 | View SEC Doc Filr Page |
| 40-APP/A | 2026-04-13 | — | 40-APP/A Filing | 0001821268-26-000071 | View SEC Doc Filr Page |
| APP WD | 2026-04-13 | — | APP WD Filing | 0001821268-26-000067 | View SEC Doc Filr Page |
| 40-APP | 2026-04-01 | — | 40APP | 0001821268-26-000050 | View SEC Doc Filr Page |
| 4 | 2026-03-09 | 2026-03-06 | 4 Filing | 0001298064-26-000002 | View SEC Doc Filr Page |
| DEF 14A | 2026-02-26 | 2026-04-02 | CEF PROXY | 0001821268-26-000041 | View SEC Doc Filr Page |
| N-CSRS | 2026-02-03 | 2025-11-30 | GUG | 0001821268-26-000025 | View SEC Doc Filr Page |
| NPORT-P | 2026-01-28 | 2025-11-30 | NPORT-P Filing | 0000913181-26-000020 | View SEC Doc Filr Page |
| 4 | 2025-12-19 | 2025-12-18 | 4 Filing | 0001251343-25-000006 | View SEC Doc Filr Page |
| 8-K | 2025-12-15 | 2025-12-15 | GUG | 0001821268-25-000268 | View SEC Doc Filr Page |
| 40-APP | 2025-11-10 | — | 40-APP | 0001821268-25-000231 | View SEC Doc Filr Page |
| SCHEDULE 13G/A | 2025-11-07 | — | SCHEDULE 13G/A Filing | 0000895421-25-000553 | View SEC Doc Filr Page |
| NPORT-P | 2025-10-28 | 2025-08-31 | NPORT-P Filing | 0000913181-25-000032 | View SEC Doc Filr Page |
| N-PX | 2025-08-26 | 2025-06-30 | N-PX Filing | 0001821268-25-000221 | View SEC Doc Filr Page |
| N-CEN | 2025-08-13 | 2025-05-31 | N-CEN Filing | 0001752724-25-186727 | View SEC Doc Filr Page |
| N-CSR | 2025-08-04 | 2025-05-31 | NCSR | 0001821268-25-000174 | View SEC Doc Filr Page |
| NPORT-P | 2025-07-29 | 2025-05-31 | NPORT-P Filing | 0001752724-25-181846 | View SEC Doc Filr Page |
| 40-17G | 2025-07-28 | — | COMBINED 40-17G FILING | 0001683863-25-006246 | View SEC Doc Filr Page |
| 4 | 2025-05-08 | 2025-05-05 | 4 Filing | 0001415889-25-012322 | View SEC Doc Filr Page |