CAPITAL ONE FINANCIAL CORP (COF) SEC Filings & Financial Intelligence
CAPITAL ONE FINANCIAL CORP (COF) is a publicly traded company on the NYSE, categorized under SIC 6021 (National Commercial Banks). Access real-time SEC filings, 10-K annual reports, 10-Q quarterlies, 8-K current reports, PCAOB auditor history, and executive compensation disclosures.
Ticker: COF
CIK: 927628
Exchange: NYSE
SIC 6021: National Commercial Banks
Fiscal Year End: 12/31
State: DE
Independent PCAOB Auditor
Explore PCAOB Audit Intelligence →
Audit Firm
Ernst & Young LLP
Auditor SinceSince 12/31/2016 12:00:00 AM
Lead Engagement PartnerJohn Rodgers
Audit LocationTysons, Virginia, United States
Latest SEC EDGAR Filings
Showing 10-K, 10-Q, 8-K, Form 4, and other SEC submissions| Form | Filing Date | Reporting Period | Description | Accession Number | Actions |
|---|---|---|---|---|---|
| 4 | 2026-11-06 | 2026-11-04 | FORM 4 | 0001238032-26-000013 | View SEC Doc Filr Page |
| 144 | 2026-11-06 | — | 144 Filing | 0001950047-26-010765 | View SEC Doc Filr Page |
| 144 | 2026-11-04 | — | 144 Filing | 0001950047-26-010648 | View SEC Doc Filr Page |
| IRANNOTICE | 2026-11-03 | — | IRANNOTICE | 0000927628-26-000153 | View SEC Doc Filr Page |
| 10-Q | 2026-11-03 | 2026-09-30 | 10-Q | 0000927628-26-000152 | View SEC Doc Filr Page |
| 4 | 2026-10-29 | 2026-10-27 | FORM 4 | 0001238032-26-000010 | View SEC Doc Filr Page |
| 144 | 2026-10-27 | — | 144 Filing | 0001950047-26-010442 | View SEC Doc Filr Page |
| 8-K | 2026-10-20 | 2026-10-20 | 8-K | 0000927628-26-000143 | View SEC Doc Filr Page |
| 8-K | 2026-10-20 | 2026-10-20 | 8-K | 0000927628-26-000142 | View SEC Doc Filr Page |
| 4 | 2026-10-19 | 2026-10-15 | FORM 4 | 0001741273-26-000022 | View SEC Doc Filr Page |
| 4 | 2026-10-19 | 2026-10-15 | FORM 4 | 0001741344-26-000026 | View SEC Doc Filr Page |
| 144 | 2026-10-15 | — | 144 Filing | 0001950047-26-010248 | View SEC Doc Filr Page |
| 144 | 2026-10-15 | — | 144 Filing | 0001950047-26-010233 | View SEC Doc Filr Page |
| 4 | 2026-10-07 | 2026-10-06 | FORM 4 | 0001727277-26-000020 | View SEC Doc Filr Page |
| 144 | 2026-10-06 | — | 144 Filing | 0001950047-26-010066 | View SEC Doc Filr Page |
| 4 | 2026-09-16 | 2026-09-15 | FORM 4 | 0001741344-26-000024 | View SEC Doc Filr Page |
| 4 | 2026-09-16 | 2026-09-15 | FORM 4 | 0001741273-26-000020 | View SEC Doc Filr Page |
| CERT | 2026-09-16 | — | NYSE CERTIFICATION | 0000876661-26-000753 | View SEC Doc Filr Page |
| 8-A12B | 2026-09-16 | — | 8-A12B | 0001193125-26-392532 | View SEC Doc Filr Page |
| 144 | 2026-09-15 | — | 144 Filing | 0001950047-26-009477 | View SEC Doc Filr Page |
| 8-K | 2026-09-15 | 2026-09-15 | 8-K | 0001193125-26-391921 | View SEC Doc Filr Page |
| 8-K | 2026-09-15 | 2026-09-15 | 8-K | 0000927628-26-000134 | View SEC Doc Filr Page |
| 144 | 2026-09-15 | — | 144 Filing | 0001950047-26-009465 | View SEC Doc Filr Page |
| 8-K | 2026-09-15 | 2026-09-14 | 8-K | 0000927628-26-000132 | View SEC Doc Filr Page |
| 424B2 | 2026-09-10 | — | 424B2 | 0001193125-26-387878 | View SEC Doc Filr Page |